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Q. When would a form1099 be issued instead of form W2?
A. The primary inquiries fall into three categories.
Who has financial control of the job? Who can exercise control
over how the worker performs the specific task? And how
do the parties themselves view the relationship? When reviewing
the checklist, keep in mind that the IRS will make its decision
based on the whole picture, not just a single factor.
Workers are more likely to be classified as independent
contractors if they:
Make a
significant investment in business property (a home computer
is not significant);
Pay their
own business expenses;
Receive
a flat fee that is not based on an hourly or similar rate;
Are not
prohibited from doing work for other companies;
Can pay
subcontractors to get the job done;
Are not
performing services as an integral part of your regular
business;
Have a
contract with an enforceable liquidated damages provision;
Can make
a profit;
Can suffer
a loss.
Workers are more likely to be classified as employees if
they:
Are given
specific instructions and on-going training in how to get
the work done;
Cannot
work for others;
Have expenses
paid by your company;
Are paid
with a salary or hourly wage;
Do not
have a significant investment in their trade or business;
Are an
integral part of your regular business;
Receive
direct reimbursement for all, or almost all, expenses;
Less important is:
Whether
or not the work is performed on the business's premises;
Whether
the worker has flexibility in setting hours;
Whether
the relationship is temporary or short-term;
Whether
the work is full- or part-time;
Whether
the worker performs services for one or more businesses.
Q. What advantages and disadvantages are there for electing
for S corporation status?
A. Some of the advantages are:
Your personal
assets will not be at risk because of the activities or
liabilities of the S corporation (unless, of course, you
pledge assets or personally guarantee the corporation's
debt).
Your S
corporation generally will not have to pay corporate level
income tax. Instead, the corporation's gains, losses, deductions,
and credits are passed through to you and any other shareholders,
and are claimed on your individual returns. The fact that
losses can be claimed on the shareholders' individual returns
(subject to what are known as the passive loss limits) can
be a big advantage over regular corporations. Liquidating
distributions generally also are subject to only one level
of tax.
The S corporation
also has no corporate alternative minimum tax (AMT) liability
(however, corporate items passed through to you may affect
your individual AMT liability).
FICA tax
is not owed on the regular business earnings of the corporation,
only on salaries paid to employees. This is a potential
advantage over sole proprietorships, partnerships, and limited
liability companies.
The S corporation
is not subject to the so-called accumulated earnings tax
that applies to regular corporations that do not distribute
their earnings and have no plan for their use by the corporation.
Some of the disadvantages are:
S corporations
cannot have more than 100 shareholders (but with husband
and wife being considered as only one shareholder). Further,
no shareholder may be a nonresident alien.
Corporations,
nonresident aliens, and most estates and trusts cannot be
S corporation shareholders. Electing small business trusts,
however, can be shareholders, a distinct estate planning
advantage.
S corporations
may not own subsidiaries, which can make expansion difficult,
unless the subsidiary is a Qualified Subchapter S Subsidiary
(a 100% owned S corporation).
S corporations
can have only one class of stock (although differences in
voting rights are permitted). This severely limits how income
and losses of the corporation can be allocated to shareholders.
A shareholder's
basis in the corporation does not include any of the corporation's
debt, even if the shareholder has personally guaranteed
it. This has the effect of limiting the amount of losses
that can be passed through. It is a disadvantage compared
to partnerships and limited liability companies, and is
one of the main reasons that those forms are usually used
for real estate ventures and other highly-leveraged enterprises.
S corporation
shareholder-employees with more than a 2-percent ownership
interest are not entitled to most tax-favored fringe benefits
that are available to employees or regular corporations.
S corporations
generally must operate on a calendar year.
Some of these factors will be more important than others,
depending upon the particular circumstances.
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